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Leverage points for meaningful participatory governance: lessons from the Tsitsa River catchment, South Africa

  • Authors: Fry, Anthony St Leger
  • Date: 2023-10-13
  • Subjects: Watershed management South Africa Eastern Cape Citizen participation , Political participation South Africa , Twelve leverage points , Transdisciplinarity , Socio-ecological system
  • Language: English
  • Type: Academic theses , Doctoral theses , text
  • Identifier: http://hdl.handle.net/10962/431714 , vital:72798 , DOI 10.21504/10962/431714
  • Description: South Africa underwent the renowned transition into a representative multiracial democracy in 1994. While there has been notable progress in many developmental aspects of South African society, many inherited dilemmas persist, and myriad novel ones are emerging. In land and water governance, the nascent institutions do not reflect the visions laid out in the pioneering and substantive legislation, policies, and guidelines generated in the post-1994 period. Unaddressed dilemmas include widespread failures in local water governance, persistent inequality of access to land and water, poor or non-existent service delivery in rural areas, underdeveloped institutions for integrated and inclusive water resource management, and pernicious divisions between institutions. Overcoming these challenges, which are embedded in complex social-ecological systems across South Africa, will require the collaborative effort of diverse actors from different levels and sectors of society. So how do we foster meaningful participation in ways that are not tyrannical, tokenistic, or manipulative? How do we build local institutions that make sense in the broader political system and in the lives of rural residents? How do we support institutions that meaningfully include diverse voices and enable tangible development outcomes? This thesis explores these questions as part of the Tsitsa Project, a transdisciplinary landscape management project working in the Tsitsa River Catchment (TsRC) in the rural parts of the Eastern Cape province of South Africa. Based on the valuable water resources, severe ecosystem degradation, overlapping traditional and democratic governance systems, and impoverished population, the TsRC is a worthwhile candidate for in-depth study paired with innovative efforts towards systemic development. The single place-based case study approach drew on systems thinking within an evolving transdisciplinary methodology. Qualitative data were collected through extended fieldwork and analysed through an adaptive and iterative approach. Governance mapping elucidated the multiple levels of governance, and a systemic analysis explored meaningful participation at the local level through causal diagramming and observation-based narratives. From the findings, a synthetic analysis identified high leverage points to enable participatory governance interventions to have more sustained impacts. Governance manifestations in the TsRC generally align with existing descriptions of the fractures and associated dilemmas across South Africa, with the added complexities of being a rural landscape in which democratic and traditional governance systems overlap and interact. Local participatory institutions need to endure the broader instability and dysfunction. Interventions must, therefore, be oriented towards trust building and shared understanding while using more practical interventions that provide tangible outcomes, enable in-practice capacity development, and support platforms for all actors to experience and practice meaningful participation together. This thesis aims to unearth the lessons that one small rural catchment might hold for the governance of complex, contested land and for water governance contexts more broadly. , Thesis (PhD) -- Faculty of Science, Institute for Water Research, 2023
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  • Date Issued: 2023-10-13

Developing taxonomic and trait-based approaches for assessing and predicting macroinvertebrate responses to elevated fine sediments in the Tsitsa River and its tributaries, South Africa

  • Authors: Ntloko, Pindiwe
  • Date: 2022-04-08
  • Subjects: Water quality South Africa Mzimvubu River Watershed , Sedimentation and deposition South Africa Mzimvubu River Watershed , Aquatic invertebrates Effect of sediments on South Africa Mzimvubu River Watershed , Aquatic invertebrates Classification , Environmental monitoring South Africa Mzimvubu River Watershed , Analysis of variance , Multivariate analysis
  • Language: English
  • Type: Academic theses , Doctoral theses , text
  • Identifier: http://hdl.handle.net/10962/294692 , vital:57245 , DOI 10.21504/10962/294692
  • Description: Sedimentation of freshwater systems is one of the leading causes of water quality deterioration. The Mzimvubu River catchment, which includes the Tsitsa River and its tributaries, in the Eastern Cape is prone to elevated sediment impact due to dispersive soils that are easily erodible. In this study, taxonomy and trait-based approaches were used to assess the responses of macroinvertebrates to fine sediments in the Tsitsa River and its tributaries. Macroinvertebrates and environmental variables were sampled seasonally in winter, spring, summer and autumn of 2016 to 2018 in six selected sites, using the South African Scoring System version 5 as a collecting protocol. The sites were selected to represent a decreasing gradient of sediment influence from the highly impacted Sites 1 (Tsitsa upstream) 2 (Tsitsa downstream), and 3 (Qurana River) to moderately impacted Sites 4 (Millstream upstream) and 5 (Millstream downstream) and the least impacted Sites 6 (Pot River upstream), 7 (Little Pot River) and 8 (Pot River downstream), which were collectively referred to as the control sites. Analysis of basic physico-chemical variables, dissolved oxygen, pH, electrical conductivity, turbidity, total suspended solids, temperature and nutrients were undertaken seasonally over the study period. Sediments grain sizes were also analysed. All collected data were subjected to appropriate statistical tests – univariate and multivariate techniques. A fine-sediment-specific multimetric index was developed to monitor the impact of fine sediments on macroinvertebrate assemblages of the Tsitsa River and its tributaries. A total of 12 traits, resolved into 48 trait attributes, were selected to explore their distribution in relation to a fine-sediment stress gradient, and identify the trait-based signature of fine-sediment impact. A trait-based approach was then developed to classify South African macroinvertebrates into two groups: taxa that are potentially vulnerable to fine-sediment impact and those potentially resilient, based on the combination of traits possessed. Two-way analysis of variance (ANOVA) indicated that electrical conductivity, turbidity, embeddedness and total suspended solids were statistically significantly different between the sites. Apart from Dissolved oxygen, the remaining variables were statistically significantly lower at the control sites (P < 0.05). The two-way multivariate analysis of variance (MANOVA) indicated global significant differences between sites and seasons. The two-way MANOVA also revealed that the interaction between the sites and seasons were statistically significant. The MANOVA indicated global combined interactive effects across the sites for suspended fine-sediment grain sizes, two-way ANOVA, followed by a Tukey’s post-hoc test, was carried out to indicate where the significant differences lay. The one-way ANOVA results indicated that very fine sand, very coarse silt, medium silt, and fine silt were significantly higher at Tsitsa upstream, Tsitsa downstream, Qurana tributary that is at Millstream upstream, Millstream downstream and Control sites. The rest of the grain sizes did not differ statistically between the sites. In terms of the settled sediment grain sizes, the volumetric analysis did not show considerable differences across the sites. Settled fine-sediment grain sizes were evenly distributed across the sites. Statistically, MANOVA results indicated no significant differences across sites or across seasons. The developed Sediment Multimetric Index indicated that the sites in the Tsitsa River and those in the Qurana River were highly sedimented during the wet season, but became moderately sedimented during the dry season, indicating that the index responded to seasonality. The sediment multimetric index indicated that the control sites were less sedimented during both the wet season and dry seasons, suggesting minimal seasonal effects at the control sites. Traits such as an exposed and soft body, collector-filterers, shredding, feeding on coarse particulate organic matter and a high sensitivity to dissolved oxygen were identified as fine- sediment-sensitive indicator traits. Identified fine-sediment-tolerant traits and ecological preferences included complete sclerotisation, a cased/tubed body, a preference for fine particulate organic matter, a high tolerance to dissolved oxygen depletion, and climbing and skating behaviours. Regarding the trait-based approach followed for classifying macroinvertebrates into vulnerable taxa and resilient taxa, the results revealed that the relative abundance and richness of the vulnerable taxa decreased predictably along the increasing gradient of sediment impact. However, the relative abundance and richness of resilient taxa showed no marked response to the impact of an increasing gradient of fine sediments. Overall, the present study makes a contribution to the complementary application of trait-and taxonomy-based approaches to freshwater biomonitoring. The trait-based approach enables predictions to be made and tested based on the mechanistic understanding of the mediating roles of traits in organism- environment interaction. A fundamental challenge, which showcases the limitation of the current study, is the sparse trait data on Afrotropical macroinvertebrates at the species or generic levels. In this regard, the iv trait-based approaches developed here were the family level instead of species or genus. This is the first study in South Africa to develop explicit trait-based indicators of elevated fine sediments as well as an approach for predicting macroinvertebrate vulnerability and resilience to fine-sediment effects, thus advancing the science and practice of freshwater biomonitoring. , Thesis (PhD) -- Faculty of Science, Institute for Water Research, 2022
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  • Date Issued: 2022-04-08

The political ecological economics of coal mining and water resources: a participatory economic valuation approach in Carolina, Mpumalanga

A comparison of the legal environmental sustainability requirements of those engaging in the mining cycle, with actual practice in the Carolina X11B quaternary catchment, Mpumalanga, South Africa

  • Authors: Thomson, Gareth Peter
  • Date: 2018
  • Subjects: Mineral industries Environmental aspects South Africa Mpumalanga , Acid mine drainage , Mineral industries Safety measures , Watersheds South Africa , South Africa. National Environmental Management Act, 1998 , Water-supply Law and legislation South Africa
  • Language: English
  • Type: text , Thesis , Masters , MSc
  • Identifier: http://hdl.handle.net/10962/63481 , vital:28417
  • Description: Mining is one of the most contentious water users. The mining sector has assumed that promises of economic growth and job creation will enable environmental concerns to be bypassed with as little interference as possible. More recently, the reality of legacy issues related to the inappropriate sign-off of mining sites has become increasingly clear, with acid mine drainage (AMD) being a prime example. There are also increasing concerns regarding uncontrolled prospecting. Climate change is one of the major issues faced in the 21st century, with predictions of heightened water stress for the Southern African region. This, coupled with increased population growth is putting a massive strain on the water resources currently available, making it vital to better protect and ensure the longevity of our water resources. The Carolina Crisis of 2012 highlighted the importance of protecting our water resources, and how easily they can be contaminated to a point where water is not usable. The Carolina crisis provided researchers with a suitable study site to better understand the role mining operations have in a catchment that has experienced a major pollution incident, and what changes have occurred since. In order to understand coal mining practice in relation to regulatory provisions, this project critically explored the processes involved within the mining sector, from ‘cradle-to-grave’, which is known as the coal mining life cycle. In addition, the composite suite of requirements of all the legislative provisions involved in the industry were investigated and the relationship between coal mining practice and environmental protection was explored. These elements were researched in the Upper Komati River Catchment specifically for catchment X11B, using Cultural Historical Activity Theory (CHAT), which gives a holistic understanding of mining as a human activity system. CHAT also sheds light on the issues, gaps and overlaps currently being experienced in the coal mining sector. The Thesis refers to case studies of where mining issues have caused environmental degradation. A complete mining lifecycle in terms of regulatory provisions was compiled, and major issues were uncovered with current legislation in the mining sector that can contribute to the degradation of water resources in South Africa. An integrated water resource quality management plan is needed in order to streamline conservation mandates, identify and reduce duplication of effort and specify roles and responsibilities of authorities involved with decision making process. A Decision Support System (DSS) has been proposed, which would involve adaptive, participatory and inclusive management.
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  • Date Issued: 2018

An evaluation of macroinvertebrate-based biomonitoring and ecotoxicological assessments of deteriorating environmental water quality in the Swartkops River, South Africa

  • Authors: Odume, Oghenekaro Nelson
  • Date: 2014
  • Subjects: Water -- Pollution -- South Africa -- Swartkops River , Water quality biological assessment -- South Africa -- Swartkops River , Environmental toxicology -- South Africa -- Swartkops River , Environmental monitoring -- South Africa -- Swartkops River , Aquatic invertebrates -- Effect of water pollution on -- South Africa -- Swartkops River , Chironomidae -- Effect of water pollution on -- South Africa -- Swartkops River , Freshwater ecology -- South Africa -- Swartkops River
  • Language: English
  • Type: Thesis , Doctoral , PhD
  • Identifier: vital:6046 , http://hdl.handle.net/10962/d1013156
  • Description: Freshwater resources are increasingly subject to pollution because of escalating human population growth, accompanied by urbanisation, industrialisation, and the increased demand for food. Consequently, freshwater quality, and aquatic ecosystem structure and function have been severely impaired. The Swartkops River, which drains an urbanised and industrialised catchment in the Eastern Cape of South Africa, is no exception. An integrated environmental water quality (EWQ) approach is needed to measure the impacts of deteriorating water quality on its aquatic ecosystem structure and function to sustain these vital ecosystem-attributes. In this study, an integrated EWQ approach, which included i) analysis of water physico-chemical variables; ii) macroinvertebrate-based family-level taxonomic- and traits-based community analysis; iii) Chironomidae species-level taxonomic- and traits-based community analysis; iv) Chironomidae deformity-based sub-lethal analysis; and v) experimental investigation of long-term wastewater effluent effects, using model stream ecosystems, were applied to investigate environmental water quality in the Swartkops River. One upstream reference site and three downstream sites in the Swartkops River were monitored over a period of three years (August 2009 – September 2012). The family-level taxonomic community responses based on the South African Scoring System version 5 (SASS5) and a newly developed Swartkops multimetric index indicated very poor river health conditions for the three downstream sites, compared with the good condition of the upstream site. The Chironomidae species-level responses in the three downstream sites provided evidence of differences in biotic impairments, which were not evident with the family-level taxonomic data at these sites, thus highlighting the importance of species identification in freshwater biomonitoring. The family-level traits-based approach (TBA) showed that macroinvertebrates with gills and lungs were more abundant at the upstream site, decreasing markedly at the downstream sites. The relative abundance of macroinvertebrates relying on aerial and tegument respiration increased at the downstream sites compared with the upstream sites. The results of the family-level TBA highlighted the inextricable link between the traits-based approach (TBA) and taxonomic identification, clearly showing that the TBA is additional to, and not an alternative to, taxonomic recognition because important traits, e.g. reproductive cannot be used at a coarse taxonomic identification. A novel chironomid species traits-based functional strategies approach developed in this study, based on species combining similar sets of traits, proved sensitive in diagnosing the main abiotic water physico-chemical stressors. The functional traits responded predictably to deteriorating water quality and provided an adaptive and mechanistic basis for interpreting chironomid species occurrences at the four sampling sites, providing insight into why certain chironomid species occurred at one site but not at the other. Chironomid deformities provided evidence of sub-lethal in-stream biological response to deteriorating water quality. A newly developed deformity-based extended toxic score index proved sensitive, enabling the discrimination of the sampling sites, indicating that a biomonitoring tool based on sub-lethal effects could be used to assess the effects of deteriorating water quality before it reached lethal levels. Empirical evidence based on the taxonomic, traits and sub-lethal responses suggested that the changes in macroinvertebrate community structure were caused chiefly by the discharge of wastewater effluents into the river. This was supported by the model-stream ecosystem results indicating significant effects of effluents on the macroinvertebrate community structure, similar to the observed in-stream responses. The model stream results indicated that improved physico-chemical effluent quality compliance after 50% effluent dilution did not significantly reduce the effects of the effluent on the macroinvertebrate communities, showing that ecologically-based methods rather than physico-chemical measures alone are necessary to assess effluent quality. Finally, the results of the multi-criteria approach were integrated to propose tools to manage environmental water quality in the Swartkops River, and the benefits of the study were highlighted in the context of biomonitoring in South Africa.
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  • Date Issued: 2014

Evaluating the post-implementation effectiveness of selected household water treatment technologies in rural Kenya

  • Authors: Onabolu, Boluwaji
  • Date: 2014
  • Subjects: Water-supply, Rural -- Kenya , Sanitation, Rural -- Kenya , Sanitation, Household -- Kenya , Drinking water -- Purification -- Kenya , Drinking water -- Microbiology -- Kenya , Health behavior -- Kenya
  • Language: English
  • Type: Thesis , Doctoral , PhD
  • Identifier: vital:6045 , http://hdl.handle.net/10962/d1013145
  • Description: Water, sanitation and hygiene-related diseases are responsible for 7% of all deaths and 8% of all disability adjusted live years (DALYs), as well as the loss of 320 million days of productivity in developing countries. Though laboratory and field trials have shown that household water treatment (HWT) technologies can quickly improve the microbiological quality of drinking water, questions remain about the effectiveness of these technologies under real-world conditions. Furthermore, the value that rural communities attach to HWT is unknown, and it is not clear why, in spite of the fact that rural African households need household water treatment (HWT) most, they are the least likely to use them. The primary objective of this multi-level study was to assess the post-implementation effectiveness of selected HWT technologies in the Nyanza and Western Provinces of Kenya. The study was carried out in the rainy season between March and May, 2011 using a mixed method approach. Evidence was collected in order to build a case of evidence of HWT effectiveness or ineffectiveness in a post-implementation context. A quasi-experimental design was used first to conduct a Knowledge, Attitudes and Practices (KAP) survey in 474 households in ten intervention and five control villages (Chapter 3). The survey assessed the context in which household water treatment was being used in the study villages to provide real-world information for assessing the effectiveness of the technologies. An interviewer-administered questionnaire elicited information about the water, sanitation and hygiene-related KAP of the study communities. A household water treatment (HWT) survey (Chapter 4) was carried out in the same study households and villages as the KAP study, using a semi-structured questionnaire to gather HWT adoption, compliance and sustained use-related information to provide insight into the perceived value the study households attach to HWT technologies, and their likelihood of adoption of and compliance with these technologies. The drinking water quality of 171 (one quarter of those surveyed during KAP) randomly selected households was determined and tracked from source to the point of use (Chapter 5). This provided insights into HWT effectiveness by highlighting the need for HWT (as indicated by source water quality) and the effect of the study households’ KAP on drinking water quality (as indicated by the stored water quality). Physico-chemical and microbiological water quality of the nineteen improved and unimproved sources used by the study households was determined, according to the World Health Organisation guidelines. The microbiological quality of 291 water samples in six intervention and five control villages was determined from source to the point-of-use (POU) using the WHO and Sphere Drinking Water Quality Guidelines. An observational study design was then used to assess the post-implementation effectiveness of the technologies used in 37 households in five intervention villages (Chapter 6). Three assessments were carried out to determine the changes in the microbiological quality of 107 drinking water samples before treatment (from collection container) and after treatment (from storage container) by the households. The criteria used to assess the performance of the technologies were microbial efficacy, robustness and performance in relation to sector standards. A Quantitative Microbial Risk Assessment (QMRA) was then carried out in the HWT effectiveness study households to assess the technologies’ ability to reduce the users’ exposure to and probability of infection with water-borne pathogens (Chapter 7). The KAP survey showed that the intervention and control communities did not differ significantly in 18 out of 20 socio-economic variables that could potentially be influenced by the structured manner of introducing HWT into the intervention villages. The majority of the intervention group (IG) and the control group (CG) were poor or very poor on the basis of household assets they owned. The predominant level of education for almost two-thirds of the IG and CG respondents was primary school (completed and non-completed). Though very few were unemployed in IG (8.07%) and CG (14.29%), the two groups of respondents were predominantly engaged in subsistence farming — a low income occupation. With regard to practices, both groups had inadequate access to water and sanitation with only one in two of the households in both IG and CG using improved water sources as their main drinking water source in the non-rainy season. One in ten households in both study groups possessed an improved sanitation facility, though the CG was significantly more likely to practice open defecation than the IG. The self-reported use of soap in both study groups was mainly for bathing and not for handwashing after faecal contact with adult or child faeces. Despite the study groups' knowledge about diarrhoea, both groups showed a disconnection between their knowledge about routes of contamination and barriers to contamination. The most frequent reason for not treating water was the perceived safety of rain water in both the IG and CG. , The HWT adoption survey revealed poor storage and water-handling practices in both IG and CG, and that very few respondents knew how to use the HWT technologies correctly: The IG and CG were similar in perceived value attached to household water treatment. All HWT technologies had a lower likelihood of adoption compared to the likelihood of compliance indicators in both IG and CG. The users’ perceptions about efficacy, time taken and ease of use of the HWT technologies lowered the perceived value attached to the technologies. The assessment of the drinking water quality used by the study communities indicated that the improved sources had a lower geometric mean E. coli and total coliform count than the unimproved sources. Both categories of sources were of poor microbiological quality and both exceeded the Sphere Project (2004) and the WHO (2008) guidelines for total coliforms and E. Coli respectively The study communities’ predominant drinking water sources, surface water and rainwater were faecally contaminated (geometric mean E. coli load of 388.1±30.45 and 38.9±22.35 cfu/100 ml respectively) and needed effective HWT. The improved sources were significantly more likely than the unimproved sources to have a higher proportion of samples that complied with the WHO drinking water guidelines at source, highlighting the importance of providing improved water sources. The lowest levels of faecal contamination were observed between the collection and storage points which coincided with the stage at which HWT is normally applied, suggesting an HWT effect on the water quality. All water sources had nitrate and turbidity levels that exceeded the WHO stipulated guidelines, while some of the improved and unimproved sources had higher than permissible levels of lead, manganese and aluminium. The water source category and the mouth type of the storage container were predictive of the stored water quality. The active treater households had a higher percentage of samples that complied with WHO water quality guidelines for E. coli than inactive treater households in both improved and unimproved source categories. In inactive treater households, 65% of storage container water samples from the improved sources complied with the WHO guidelines in comparison to 72% of the stored water samples in the active treater households. However the differences were not statistically significant. The HWT technologies did not attain sector standards of effective performance: in descending order, the mean log10 reduction in E. coli concentrations after treatment of water from unimproved sources was PUR (log₁₀ 2.0), ceramic filters (log₁₀ 1.57), Aquatab (log₁₀ 1.06) and Waterguard (log₁₀ 0.44). The mean log10 reduction in E. coli after treatment of water from improved sources was Aquatab (log₁₀ 2.3), Waterguard (log₁₀ 1.43), PUR (log₁₀ 0.94) and ceramic filters (log₁₀ 0.16). The HWT technologies reduced the user’s daily exposure to water-borne pathogens from both unimproved and improved drinking water sources. The mean difference in exposure after treatment of water from unimproved sources was ceramic filter (log₁₀ 2.1), Aquatab (log₁₀ 1.9), PUR (log₁₀ 1.5) and Waterguard (log₁₀ 0.9), in descending order. The mean probability of infection with water-borne pathogens (using E.coli as indicator) after consumption of treated water from both improved and unimproved sources was reduced in users of all the HWT technologies. The difference in reduction between technologies was not statistically significant. The study concluded that despite the apparent need for HWT, the study households’ inadequate knowledge, poor attitudes and unhygienic practices make it unlikely that they will use the technologies effectively to reduce microbial concentrations to the standards stipulated by accepted drinking water quality guidelines. The structured method of HWT promotion in the intervention villages had not resulted in more hygienic water and sanitation KAP in the IG compared to the CG, or significant differences in likelihood of adoption and compliance with the assessed HWT technologies. Despite attaching a high perceived value to HWT, insufficient knowledge about how to use the HWT technologies and user concerns about factors such as ease of use, accessibility and time to use will impact negatively on adoption and compliance with HWT, notwithstanding their efficacy during field trials. Even though external support had been withdrawn, the assessed HWT technologies were able improve the quality of household drinking water and reduce the exposure and risk of water-borne infections. However, the improvement in water quality and reduction in risk did not attain sector guidelines, highlighting the need to address the attitudes, practices and design criteria identified in this study which limit the adoption, compliance and effective use of these technologies. These findings have implications for HWT interventions, emphasising the need for practice-based behavioural support alongside technical support.
  • Full Text:
  • Date Issued: 2014
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